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FCPA Issues in 2012 Dodd-Frank & Beyond
   LIVE Webcast  


Event Details:                                                                                                                                                          

2011 proved to be an exciting year for FCPA enforcement actions with the implementation of the whistleblower provisions under the Dodd-Frank Act. Consequently, new FCPA enforcement efforts will come to great heights this year. Are you prepared? Join us in this two-hour live webcast as we explore the latest issues and developments surrounding the impact of Dodd-Frank Act on FCPA enforcement and compliance. Our panel of key experts and thought leaders will provide an in-depth discussion of the significant issues in the mix including:

Course Level: Intermediate
Prerequisite: None
Method Of Presentation: Group-Based-Internet
Developer: The Knowledge Group, LLC
Recommended CLE/CPE Hours: 1.75 - 2.0
Advance Preparation: Print and review course materials
Course Code: 124306
Recording Fee: $299 (Please click here for details)


Featured Speakers for FCPA Issues in 2012 Dodd-Frank & Beyond LIVE Webcast :

Agenda  (click here to view more)

Jodi Avergun, Partner,
Cadwalader, Wickersham & Taft LLP


Douglas E. Small, Managing Director,
Capstone Advisory Group LLC

  • • The Impact of Dodd-Frank Act on FCPA Enforcement
  • • Presentation Time Line
  • • Topic
  • • Introductions
  • • Presentation Summary
  • • Whistleblower Program Overview (to include discussion of SEC whistleblower office and analysis of their activity; regs published last year)
  • • FCPA vs Other Violations (to include discussions of what other crimes whistleblowers are reporting and volume of activity)
  • • Potential Whistleblowers (who is at danger of becoming a whistleblower)
  • • Excluded Whistleblowers (to include discussion of who cannot be a whistleblower per regulation)
  • • Employee Awareness (discussion of how companies should deal with whistleblowers)
  • • Third Party Awareness(how to sensitize vendors to whistleblower potential and need to report)
  • • Role of lawyers and advisors in internal investigations (need for independence; who retains)
  • • Internal Reporting Process
  • • Internal Monitoring of Complaints
  • • Investigating Complaints
  • • Anti-Retaliation Procedures
  • • Disclosure issues: (to include discussion of how to advise companies on when and whether to disclose and to whom)
  • • Proactive Compliance Techniques (to include discussions of vendor due diligence, know your customer processes, record keeping)
  • • Recent Judicial Decisions
  • • Conclusion
  • • Questions

Manny A. Alas, Global Co-Leader, FCPA Practice , New York Leader, Forensic Services Practice,

** Speaker Talking Points to be added soon.. **

Cadwalader, Wickersham & Taft LLP
Jodi Avergun
speaker bio »»

Capstone Advisory Group LLC
Douglas E. Small
Managing Director
speaker bio »»

Manny A. Alas
Global Co-Leader, FCPA Practice , New York Leader, Forensic Services Practice
speaker bio »»

Who Should Attend?

- In-House Counsel
- Ethics and Compliance Executives
- Forensic Accountants
- FCPA Securities and Corporate Governance Attorneys
- Regulatory Specialists
- International Counsel
- Directors
- And Other Related Professionals

Why Attend?

This is a must attend event to anyone interested in understanding the latest issues and developments regarding Dodd-Frank Act’s impact on FCPA enforcement actions and compliance efforts.
- Detailed guidance explained by the most qualified key leaders & experts
- Hear directly from key regulators & thought leaders
- Interact directly with panel during Q&A

Enroll in this course today by clicking the “Register” button below. Advanced registration is recommended as space is limited. Significant discounts apply for early registrants.

Registration Information:                                                                                                                                    

Please note, the event date is firm although it may be subject to change. Please click here for details.
The Knowledge Group, LLC is producing this event for information purposes only. We do not intend to provide or offer business advice. The contents of this event are based upon the opinions of our speakers. The Knowledge Congress does not warrant their accuracy and completeness. The statements made by them are based on their independent opinions and does not necessarily reflect that of The Knowledge Congress' views. In no event shall The Knowledge Congress be liable to any person or business entity for any special, direct, indirect, punitive, incidental or consequential damages as a result of any information gathered from this webcast.

















FCPA Issues in 2012 Dodd-Frank & Beyond
LIVE Webcast
Event Sponsors / Speaker Firms:

Cadwalader, Wickersham & Taft LLP, established in 1792 is one of the world's leading legal advisors, with more than 500 attorneys practicing in New York, London, Charlotte, Washington, Houston, Beijing, Hong Kong and Brussels. The firm’s Business Fraud and White Collar Litigation Group represents corporations, their boards of directors and audit committees, and international bodies in federal and state criminal and civil enforcement actions, administrative proceedings and litigation, and congressional investigations and hearings. Led by internationally recognized practitioners, who are supported by a talented group of more than 30 attorneys, the team has wide-ranging expertise regarding the Foreign Corrupt Practices Act; laws and regulations related to U.S. and international money laundering and asset forfeiture; federal and state securities and commodities fraud; banking, tax and government contracting fraud; health care fraud and abuse; antitrust and unfair competition; foreign bank secrecy and confidentiality; economic sanctions; export control and technology transfer; anti-boycott and federal elections; RICO, mail and wire fraud; and the defense of whistleblower actions. For more information about our people and practices, please visit

Capstone Advisory Group, LLC has been instrumental in resolving hundreds of disputes, both in and out of court and around the globe, putting our professional consulting, expert litigation and forensic investigation to work for our clients. We pride ourselves not only on our breadth and depth of experience, but on the caliber of our credentialed professionals who include Certified Public Accountants, Certified Fraud Examiners, Certified Licensing Professionals, former prosecutors, forensic accountants and certified valuation experts and former law enforcement professionals - all skilled and ready to take on unique situations.

Capstone provides the highest level of litigation support and forensic services to our clients in arbitrations, mediations, complex commercial litigations and financial investigations. Broadly, our services include the development of litigation issues and strategies, assessment of alternatives, damages assessments, creation and challenge of claims, evaluation of strengths/weaknesses of litigation positions and uncovering information in financial matters together with comprehensive discovery and analyses.


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This program is approved for CLE credit under New York’s Approved Jurisdiction policy. The Knowledge Group, LLC is an approved sponsor in the state of California, a New York Approved Jurisdiction. This program fulfills the non-traditional format requirement of exceeding 60 minutes in length. Please note only experienced attorneys (more than 2 years) are eligible to receive CLE credit via non-traditional format learning platforms. The Knowledge Group will verify attendance during the webcast via secret words (3 per credit hour) and by auditing attendees log in and log out records. All verification instructions will be provided during the webcast. Once attendance verification requirements have been completed, the attendee will be issued a certificate of attendance be The Knowledge Group for the course with the recommended number of credit hours. The Certificate of Attendance is normally sent via email in 24 hours or less.

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